You are viewing a preview of this job. Log in or register to view more details about this job.

Financial Reporting Internal Controls Auditor

Support the ICFR Control Assurance Team of a leading financial firm
·        Assess and improve upon the Sarbanes Oxley and Model Audit Rule testing controls framework
·        Execute compliance engagements and monitor multiple portfolios of testing activities, including the quality of work performed, timely completion, and communication with the business.
·        Develop ICFR Test Strategies through analysis of risks in conjunction with key stakeholders and business unit leadership across multiple product lines and business segments.
·        Assist in the coordination of all ICFR testing related activities with External Audit and Regulators
·        Prepare internal control documentation including technical memos, work papers and reports where needed.
·        Support the facilitation of strong compliance of internal controls across the firm through fostering relationships, information dissemination, education, and feedback
·        Maintain a solid understanding of the Internal Audit, Compliance and Accounting industry and applies the internal control and Group SOX Standards
·        3+ years of relevant regulatory internal audit / control testing
·        Experience with internal control testing plans, both Business and IT, for compliance with SOX and NAIC Model Audit Rule (MAR) regulations.
·        Broad understanding of Financial Accounting and internal control over financial reporting (ICFR) 
·        Project management abilities
·        Excellent writing, verbal and interpersonal skills
·        BS/BA (Finance and/or Accounting preferred). CPA/CIA/CISA preferred
For immediate consideration, please forward resume and contact details to:
Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit
Ashton Lane Group® “A trusted advisor throughout your career”