Financial Reporting Internal Controls Auditor

Support the ICFR Control Assurance Team of a leading financial firm

 

 

·        Assess and improve upon the Sarbanes Oxley and Model Audit Rule testing controls framework

·        Execute compliance engagements and monitor multiple portfolios of testing activities, including the quality of work performed, timely completion, and communication with the business.

·        Develop ICFR Test Strategies through analysis of risks in conjunction with key stakeholders and business unit leadership across multiple product lines and business segments.

·        Assist in the coordination of all ICFR testing related activities with External Audit and Regulators

·        Prepare internal control documentation including technical memos, work papers and reports where needed.

·        Support the facilitation of strong compliance of internal controls across the firm through fostering relationships, information dissemination, education, and feedback

·        Maintain a solid understanding of the Internal Audit, Compliance and Accounting industry and applies the internal control and Group SOX Standards

 

 

·        3+ years of relevant regulatory internal audit / control testing

·        Experience with internal control testing plans, both Business and IT, for compliance with SOX and NAIC Model Audit Rule (MAR) regulations.

·        Broad understanding of Financial Accounting and internal control over financial reporting (ICFR) 

·        Project management abilities

·        Excellent writing, verbal and interpersonal skills

·        BS/BA (Finance and/or Accounting preferred). CPA/CIA/CISA preferred

 

For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com

Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com